4: Statement of changes in beneficial ownership of securities
Published on February 27, 2018
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 29.0548 (4) | 02/23/2018 | M | 578,704 | (5) | 07/16/2018 | Common Stock, $.25 Par Value | 578,704 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 25.265 | 02/23/2018 | M | 1,265,822 | (6) | 07/16/2018 | Common Stock, $.25 Par Value | 1,265,822 | $ 0 | 0 | D | ||||
Hypothetical Shares | $ 0 (7) | (8) | (8) | Common Stock, $.25 Par Value | 71,474 | 71,474 (9) | I | By Supplemental 401(k) Plan |
Reporting Owners
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kent Ahmet Muhtar THE COCA-COLA COMPANY ONE COCA-COLA PLAZA ATLANTA, GA 30313 |
X | Chairman |
Signatures
Muhtar Kent | 02/26/2018 | |
**Signature of Reporting Person | Date |
Explanation of Responses:
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of February 23, 2018. |
(2) | These shares are held in trust for the benefit of the reporting person's wife and children. An independent trust company is trustee of the trust. The filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |
(3) | These shares are held in trust for the benefit of the reporting person and his children. An independent trust company is trustee of the trust. |
(4) | The exercise price is 15% in excess of the average of the high and low market prices on July 17, 2008. |
(5) | Option (with tax withholding right) granted on July 17, 2008 under The Coca-Cola Company 2008 Stock Option Plan. Grant became exercisable in its entirety on the fourth anniversary of the grant date. |
(6) | Option (with tax withholding right) granted on July 17, 2008 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date. |
(7) | Each hypothetical share is equal to one share of Common Stock of The Coca-Cola Company. |
(8) | There is no data applicable with respect to the hypothetical shares. |
(9) | As of February 23, 2018. |