3: Initial statement of beneficial ownership of securities
Published on January 10, 2013
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | (5) | 11/04/2019 | Common Stock, $.25 Par Value | 4,924 (4) | $ 17.765 | D | |
Employee Stock Option (Right to Buy) | (6) | 02/16/2021 | Common Stock, $.25 Par Value | 87,600 | $ 31.9975 | D | |
Employee Stock Option (Right to Buy) | (7) | 02/15/2022 | Common Stock, $.25 Par Value | 98,550 | $ 34.3525 | D | |
Hypothetical Shares | (8) | (8) | Common Stock, $.25 Par Value | 394 | $ 0 (9) | I | By Supplemental 401(k) Plan (10) |
Reporting Owners
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Walter Glen C/O THE COCA-COLA COMPANY ONE COCA-COLA PLAZA ATLANTA, GA 30313 |
Pres/COO, CC Refreshments |
Signatures
/s/ Glen Walter | 01/09/2013 | |
**Signature of Reporting Person | Date |
Explanation of Responses:
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 19,704 shares that represent the common stock of The Coca-Cola Company issuable upon vesting of restricted stock units granted on November 4, 2009 when the reporting person was employed by Coca-Cola Enterprises Inc. ("CCE"). Pursuant to the Business Separation and Merger Agreement dated February 25, 2010 by and among CCE, International CCE, Inc., The Coca-Cola Company and Cobalt Subsidiary LLC (the "Merger Agreement"), outstanding restricted stock units held by the reporting person were cancelled as of October 2, 2010 at 12:01 a.m. (the "Effective Time") and converted to that number of restricted stock units of The Coca-Cola Company obtained by multiplying the number of restricted stock units granted by CCE by 0.53788904. |
(2) | Exhibit Index - Exhibit No. 24 - Power of Attorney |
(3) | Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of January 1, 2013. |
(4) | These options were granted on November 4, 2009 when the reporting person was employed by CCE. Pursuant to the Merger Agreement, the outstanding options to purchase shares of CCE's common stock were cancelled at the Effective Time and converted to that number of options to purchase Common Stock of The Coca-Cola Company obtained by multiplying the number of outstanding options granted by CCE by 0.53788904. The exercise price of each outstanding CCE option was adjusted by multiplying the exercise price by 1.85911950. |
(5) | Options vested 33% per year from November 4, 2009. |
(6) | Option (with tax withholding right) granted on February 17, 2011 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(7) | Option (with tax withholding right) granted on February 16, 2012 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(8) | There is no data applicable with respect to the hypothetical shares. |
(9) | Each hypothetical share is equal to one share of common stock of The Coca-Cola Company. |
(10) | As of January 1, 2013. |