3: Initial statement of beneficial ownership of securities
Published on October 8, 2020
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | (4) | 02/15/2022 | Common Stock, $.25 Par Value | 12,022 | $ 34.3525 | D | |
Employee Stock Option (Right to Buy) | (5) | 02/20/2023 | Common Stock, $.25 Par Value | 25,652 | $ 37.61 | D | |
Employee Stock Option (Right to Buy) | (6) | 02/19/2024 | Common Stock, $.25 Par Value | 52,696 | $ 37.205 | D | |
Employee Stock Option (Right to Buy) | (7) | 02/18/2025 | Common Stock, $.25 Par Value | 57,298 | $ 41.885 | D | |
Employee Stock Option (Right to Buy) | (8) | 02/17/2026 | Common Stock, $.25 Par Value | 50,545 | $ 43.515 | D | |
Employee Stock Option (Right to Buy) | (9) | 02/15/2027 | Common Stock, $.25 Par Value | 55,500 | $ 40.89 | D | |
Employee Stock Option (Right to Buy) | (10) | 02/15/2028 | Common Stock, $.25 Par Value | 38,387 | $ 44.475 | D | |
Employee Stock Option (Right to Buy) | (11) | 02/21/2029 | Common Stock, $.25 Par Value | 43,081 | $ 45.435 | D | |
Employee Stock Option (Right to Buy) | (12) | 02/20/2030 | Common Stock, $.25 Par Value | 38,342 | $ 59.485 | D | |
Hypothetical Shares | (13) | (13) | Common Stock, $.25 Par Value | 3,652 (14) | $ (15) | I | By Supplemental 401(k) Plan |
Reporting Owners
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Braun Henrique C/O THE COCA-COLA COMPANY ONE COCA-COLA PLAZA ATLANTA, GA 30313 |
Operating Unit President |
Signatures
/s/ Henrique Braun | 10/08/2020 | |
**Signature of Reporting Person | Date |
Explanation of Responses:
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 30,642 performance share units, which will be released in February 2021, issued in connection with the attainment of performance criteria underlying performance share units granted for the 2017-2019 performance period. |
(2) | Exhibit Index - Exhibit No. 24 - Power of Attorney |
(3) | Shares credited to the reporting person's account under The Coca-Cola Company 401(k) Plan, as of October 1, 2020. |
(4) | Option (with tax withholding right) granted on February 16, 2012 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(5) | Option (with tax withholding right) granted on February 21, 2013 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(6) | Option (with tax withholding right) granted on February 20, 2014 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(7) | Option (with tax withholding right) granted on February 19, 2015 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(8) | Option (with tax withholding right) granted on February 18, 2016 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(9) | Option (with tax withholding right) granted on February 16, 2017 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(10) | Option (with tax withholding right) granted on February 15, 2018 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(11) | Option (with tax withholding right) granted on February 21, 2019 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(12) | Option (with tax withholding right) granted on February 20, 2020 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date. |
(13) | There is no data applicable with respect to the hypothetical shares. |
(14) | As of October 1, 2020. |
(15) | Each hypothetical share is equal to one share of common stock of The Coca-Cola Company. |